Hubbard correction (DFT+U)

In this example, we'll plot the DOS and projected DOS of Nickel Oxide with and without the Hubbard term correction.

using DFTK
using PseudoPotentialData
using Unitful
using UnitfulAtomic
using Plots

Define the geometry and pseudopotential

a = 7.9  # Nickel Oxide lattice constant in Bohr
lattice = a * [[ 1.0  0.5  0.5];
               [ 0.5  1.0  0.5];
               [ 0.5  0.5  1.0]]
pseudopotentials = PseudoFamily("dojo.nc.sr.pbe.v0_4_1.standard.upf")
Ni = ElementPsp(:Ni, pseudopotentials)
O  = ElementPsp(:O, pseudopotentials)
atoms = [Ni, O, Ni, O]
positions = [zeros(3), ones(3) / 4, ones(3) / 2, ones(3) * 3 / 4]
magnetic_moments = [2, 0, -1, 0]
4-element Vector{Int64}:
  2
  0
 -1
  0

First, we run an SCF and band computation without the Hubbard term

model = model_DFT(lattice, atoms, positions; temperature=5e-3,
                  functionals=PBE(), magnetic_moments)
basis = PlaneWaveBasis(model; Ecut=20, kgrid=[2, 2, 2])
scfres = self_consistent_field(basis; tol=1e-6, ρ=guess_density(basis, magnetic_moments))
bands = compute_bands(scfres, MonkhorstPack(4, 4, 4))
lowest_unocc_band = findfirst(ε -> ε-bands.εF > 0, bands.eigenvalues[1])
band_gap = bands.eigenvalues[1][lowest_unocc_band] - bands.eigenvalues[1][lowest_unocc_band-1]
0.08219414032883504

Then we plot the DOS and the PDOS for the relevant 3D (pseudo)atomic projector

εF = bands.εF
width = 5.0u"eV"
εrange = (εF - austrip(width), εF + austrip(width))
p = plot_dos(bands; εrange, colors=[:red, :red])
plot_pdos(bands; p, iatom=1, label="3D", colors=[:yellow, :orange], εrange)
Example block output

To perform and Hubbard computation, we have to define the Hubbard manifold and associated constant.

In DFTK there are a few ways to construct the OrbitalManifold. Here, we will apply the Hubbard correction on the 3D orbital of all nickel atoms. To select all nickel atoms, we can:

  • Pass the Ni element directly.
  • Pass the :Ni symbol.
  • Pass the list of atom indices, here [1, 3].

To select the orbitals, it is recommended to use their label, such as "3D" for PseudoDojo pseudopotentials.

Note that "manifold" is the standard term used in the literature for the set of atomic orbitals used to compute the Hubbard correction, but it is not meant in the mathematical sense.

U = 10u"eV"
# Alternative:
# manifold = OrbitalManifold(:Ni, "3D")
# Alternative:
# manifold = OrbitalManifold([1, 3], "3D")
manifold = OrbitalManifold(Ni, "3D")
OrbitalManifold(Ni, "3D")

Run SCF with a DFT+U setup, notice the extra_terms keyword argument, setting up the Hubbard +U term.

model = model_DFT(lattice, atoms, positions; extra_terms=[Hubbard(manifold, U)],
                  functionals=PBE(), temperature=5e-3, magnetic_moments)
basis = PlaneWaveBasis(model; Ecut=20, kgrid=[2, 2, 2])
scfres = self_consistent_field(basis; tol=1e-6, ρ=guess_density(basis, magnetic_moments));
┌ Warning: Negative ρcore detected: -0.000618237030613506
@ DFTK ~/work/DFTK.jl/DFTK.jl/src/terms/xc.jl:39
n     Energy            log10(ΔE)   log10(Δρ)   Magnet   |Magn|   Diag   Δtime
---   ---------------   ---------   ---------   ------   ------   ----   ------
  1   -361.3862489536                    0.07    1.334    3.439    6.9    3.85s
  2   -363.2376676936        0.27       -0.21    0.014    3.623    3.2    3.81s
  3   -363.3511344882       -0.95       -0.58    0.000    3.727    3.2    2.94s
  4   -363.3890470701       -1.42       -1.18    0.000    3.717    2.6    2.47s
  5   -363.3959754289       -2.16       -1.67    0.000    3.681    2.0    3.72s
  6   -363.3973302989       -2.87       -2.05    0.000    3.656    1.6    2.02s
  7   -363.3975966638       -3.57       -2.26    0.000    3.647    1.9    2.05s
  8   -363.3976946812       -4.01       -2.69    0.000    3.647    1.8    2.07s
  9   -363.3977076523       -4.89       -3.01    0.000    3.649    2.1    2.22s
 10   -363.3977070260   +   -6.20       -2.99   -0.000    3.649    1.9    1.99s
 11   -363.3977085737       -5.81       -3.12    0.000    3.648    2.0    2.19s
 12   -363.3977092961       -6.14       -3.32   -0.000    3.648    1.0    1.81s
 13   -363.3977097023       -6.39       -3.33   -0.000    3.648    2.0    2.08s
 14   -363.3977094124   +   -6.54       -3.13   -0.000    3.649    1.1    1.71s
 15   -363.3977093409   +   -7.15       -3.05   -0.000    3.649    1.0    1.70s
 16   -363.3977095398       -6.70       -3.18   -0.000    3.649    1.0    1.70s
 17   -363.3977096187       -7.10       -3.18   -0.000    3.649    1.0    1.70s
 18   -363.3977096403       -7.67       -3.16   -0.000    3.649    1.0    1.70s
 19   -363.3977097837       -6.84       -3.17   -0.000    3.649    1.0    1.71s
 20   -363.3977097610   +   -7.64       -3.19   -0.000    3.649    1.0    1.71s
 21   -363.3977097730       -7.92       -3.21   -0.000    3.649    1.0    1.70s
 22   -363.3977099985       -6.65       -3.56    0.000    3.648    1.0    1.69s
 23   -363.3977100118       -7.88       -3.68   -0.000    3.648    1.0    1.71s
 24   -363.3977100116   +   -9.77       -3.87    0.000    3.648    1.0    1.70s
 25   -363.3977100169       -8.28       -4.22   -0.000    3.648    1.0    1.70s
 26   -363.3977100170       -9.76       -4.16   -0.000    3.648    1.2    1.74s
 27   -363.3977100173       -9.55       -4.80    0.000    3.648    1.0    1.70s
 28   -363.3977100176       -9.55       -4.84    0.000    3.648    2.2    1.95s
 29   -363.3977100178       -9.72       -5.17    0.000    3.648    1.1    1.71s
 30   -363.3977100178      -10.35       -5.85    0.000    3.648    1.6    3.35s
 31   -363.3977100178      -11.19       -5.81    0.000    3.648    3.0    2.32s
 32   -363.3977100178      -11.87       -5.82    0.000    3.648    1.0    1.72s
 33   -363.3977100178   +  -11.85       -5.64    0.000    3.648    1.0    1.70s
 34   -363.3977100179      -11.32       -6.13    0.000    3.648    2.0    2.07s

Run band computation

bands_hub = compute_bands(scfres, MonkhorstPack(4, 4, 4))
lowest_unocc_band = findfirst(ε -> ε-bands_hub.εF > 0, bands_hub.eigenvalues[1])
band_gap = bands_hub.eigenvalues[1][lowest_unocc_band] - bands_hub.eigenvalues[1][lowest_unocc_band-1]
0.11667606613571374

With the electron localization introduced by the Hubbard term, the band gap has now opened, reflecting the experimental insulating behaviour of Nickel Oxide.

εF = bands_hub.εF
εrange = (εF - austrip(width), εF + austrip(width))
p = plot_dos(bands_hub; p, colors=[:blue, :blue], εrange)
plot_pdos(bands_hub; p, iatom=1, label="3D", colors=[:green, :purple], εrange)
Example block output