Hubbard correction (DFT+U)

In this example, we'll plot the DOS and projected DOS of Nickel Oxide with and without the Hubbard term correction.

using DFTK
using PseudoPotentialData
using Unitful
using UnitfulAtomic
using Plots

Define the geometry and pseudopotential

a = 7.9  # Nickel Oxide lattice constant in Bohr
lattice = a * [[ 1.0  0.5  0.5];
               [ 0.5  1.0  0.5];
               [ 0.5  0.5  1.0]]
pseudopotentials = PseudoFamily("dojo.nc.sr.pbe.v0_4_1.standard.upf")
Ni = ElementPsp(:Ni, pseudopotentials)
O  = ElementPsp(:O, pseudopotentials)
atoms = [Ni, O, Ni, O]
positions = [zeros(3), ones(3) / 4, ones(3) / 2, ones(3) * 3 / 4]
magnetic_moments = [2, 0, -1, 0]
4-element Vector{Int64}:
  2
  0
 -1
  0

First, we run an SCF and band computation without the Hubbard term

model = model_DFT(lattice, atoms, positions; temperature=5e-3,
                  functionals=PBE(), magnetic_moments)
basis = PlaneWaveBasis(model; Ecut=20, kgrid=[2, 2, 2])
scfres = self_consistent_field(basis; tol=1e-6, ρ=guess_density(basis, magnetic_moments))
bands = compute_bands(scfres, MonkhorstPack(4, 4, 4))
lowest_unocc_band = findfirst(ε -> ε-bands.εF > 0, bands.eigenvalues[1])
band_gap = bands.eigenvalues[1][lowest_unocc_band] - bands.eigenvalues[1][lowest_unocc_band-1]
0.0821933375805689

Then we plot the DOS and the PDOS for the relevant 3D (pseudo)atomic projector

εF = bands.εF
width = 5.0u"eV"
εrange = (εF - austrip(width), εF + austrip(width))
p = plot_dos(bands; εrange, colors=[:red, :red])
plot_pdos(bands; p, iatom=1, label="3D", colors=[:yellow, :orange], εrange)

To perform and Hubbard computation, we have to define the Hubbard manifold and associated constant.

In DFTK there are a few ways to construct the OrbitalManifold. Here, we will apply the Hubbard correction on the 3D orbital of all nickel atoms. To select all nickel atoms, we can:

  • Pass the Ni element directly.
  • Pass the :Ni symbol.
  • Pass the list of atom indices, here [1, 3].

To select the orbitals, it is recommended to use their label, such as "3D" for PseudoDojo pseudopotentials.

Note that "manifold" is the standard term used in the literature for the set of atomic orbitals used to compute the Hubbard correction, but it is not meant in the mathematical sense.

U = 10u"eV"
# Alternative:
# manifold = OrbitalManifold(:Ni, "3D")
# Alternative:
# manifold = OrbitalManifold([1, 3], "3D")
manifold = OrbitalManifold(Ni, "3D")
OrbitalManifold(Ni, "3D")

Run SCF with a DFT+U setup, notice the extra_terms keyword argument, setting up the Hubbard +U term. It is also possible to set up multiple manifolds with different U values by passing each pair as a separate entry in the Hubbard constructor (i.e. Hubbard(manifold1 => U1, manifold2 => U2, etc.)) or as two vectors (i.e. Hubbard([manifold1, manifold2, etc.], [U1, U2, etc.])).

model = model_DFT(lattice, atoms, positions; extra_terms=[Hubbard(manifold => U)],
                  functionals=PBE(), temperature=5e-3, magnetic_moments)
basis = PlaneWaveBasis(model; Ecut=20, kgrid=[2, 2, 2])
scfres = self_consistent_field(basis; tol=1e-6, ρ=guess_density(basis, magnetic_moments));
┌ Warning: Negative ρcore detected: -0.0006182370306135084
└ @ DFTK ~/work/DFTK.jl/DFTK.jl/src/terms/xc.jl:39
n     Energy            log10(ΔE)   log10(Δρ)   Magnet   |Magn|   Diag   Δtime 
---   ---------------   ---------   ---------   ------   ------   ----   ------
  1   -361.3876477182                    0.07    1.336    3.441    6.9    4.83s
  2   -363.2372728596        0.27       -0.21    0.014    3.625    3.4    8.99s
  3   -363.3509998440       -0.94       -0.58    0.000    3.727    3.1    2.91s
  4   -363.3890084297       -1.42       -1.18    0.000    3.717    2.6    2.46s
  5   -363.3959693287       -2.16       -1.67    0.000    3.681    2.0    2.93s
  6   -363.3973141439       -2.87       -2.04    0.000    3.656    1.5    1.93s
  7   -363.3976161234       -3.52       -2.29    0.000    3.648    2.2    2.22s
  8   -363.3976915821       -4.12       -2.62    0.000    3.647    1.5    2.01s
  9   -363.3977066796       -4.82       -2.97    0.000    3.649    2.0    2.24s
 10   -363.3977064310   +   -6.60       -2.93   -0.000    3.649    2.1    2.69s
 11   -363.3977092762       -5.55       -3.19    0.000    3.648    1.8    1.97s
 12   -363.3977090114   +   -6.58       -3.18    0.000    3.648    2.0    2.10s
 13   -363.3977090833       -7.14       -3.13   -0.000    3.648    2.0    2.14s
 14   -363.3977087133   +   -6.43       -2.97   -0.000    3.648    1.0    1.78s
 15   -363.3977093089       -6.23       -3.08   -0.000    3.649    1.0    1.78s
 16   -363.3977094910       -6.74       -3.15   -0.000    3.649    1.0    2.37s
 17   -363.3977096047       -6.94       -3.13   -0.000    3.649    1.0    1.78s
 18   -363.3977096451       -7.39       -3.11   -0.000    3.649    1.0    1.77s
 19   -363.3977097478       -6.99       -3.13   -0.000    3.649    1.0    1.77s
 20   -363.3977099758       -6.64       -3.24    0.000    3.648    1.0    1.78s
 21   -363.3977099947       -7.72       -3.32    0.000    3.648    1.0    1.75s
 22   -363.3977099909   +   -8.42       -3.28    0.000    3.648    1.0    2.29s
 23   -363.3977099897   +   -8.93       -3.22    0.000    3.648    1.0    1.67s
 24   -363.3977099957       -8.22       -3.29    0.000    3.648    1.0    1.68s
 25   -363.3977099985       -8.56       -3.55    0.000    3.648    1.0    1.68s
 26   -363.3977100049       -8.19       -3.74    0.000    3.648    1.0    1.69s
 27   -363.3977100134       -8.07       -3.98    0.000    3.648    1.0    1.68s
 28   -363.3977100175       -8.38       -4.59    0.000    3.648    1.0    2.28s
 29   -363.3977100177       -9.88       -5.04    0.000    3.648    1.9    1.96s
 30   -363.3977100177      -10.73       -5.08    0.000    3.648    1.8    1.98s
 31   -363.3977100178      -10.03       -5.27    0.000    3.648    1.0    1.67s
 32   -363.3977100178      -10.76       -5.37    0.000    3.648    1.0    1.68s
 33   -363.3977100178      -10.42       -5.69    0.000    3.648    2.0    2.01s
 34   -363.3977100179      -11.39       -5.99    0.000    3.648    1.1    2.27s
 35   -363.3977100179      -12.25       -6.02    0.000    3.648    1.2    1.78s

Run band computation

bands_hub = compute_bands(scfres, MonkhorstPack(4, 4, 4))
lowest_unocc_band = findfirst(ε -> ε-bands_hub.εF > 0, bands_hub.eigenvalues[1])
band_gap = bands_hub.eigenvalues[1][lowest_unocc_band] - bands_hub.eigenvalues[1][lowest_unocc_band-1]
0.11667634982583269

With the electron localization introduced by the Hubbard term, the band gap has now opened, reflecting the experimental insulating behaviour of Nickel Oxide.

εF = bands_hub.εF
εrange = (εF - austrip(width), εF + austrip(width))
p = plot_dos(bands_hub; p, colors=[:blue, :blue], εrange)
plot_pdos(bands_hub; p, iatom=1, label="3D", colors=[:green, :purple], εrange)